Ministry of Corporate Affairs

ROC Form Filing & MCA Compliance

Complete ROC filing services for Companies & LLPs. Annual returns, director KYC, share allotment, charge registration, strike-off & 100+ MCA forms handled by expert professionals.

ROC Form Categories

  • Annual Compliance (AOC-4, MGT-7)
  • Director Forms (DIR-3, DIR-12)
  • Share Capital (PAS-3, SH-7)
  • Charge Forms (CHG-1, CHG-4)
  • Registered Office (INC-22)
  • Resolutions (MGT-14)
  • LLP Forms (Form 8, Form 11)
  • Strike Off (STK-2)
MCA V3 Portal
100% Compliant
5000+ ROC Forms Filed
100+ Form Types Covered
99.5% Approval Rate
24-48 Hours Processing

Complete Range of MCA Forms

We handle all ROC/MCA forms for Companies & LLPs under Companies Act, 2013 and LLP Act, 2008.

Annual Compliance

Mandatory yearly filings for financial statements, annual returns, auditor appointments, and director KYC.

AOC-4 MGT-7 ADT-1 DIR-3 KYC DPT-3

Director Related

All forms related to director appointment, resignation, KYC, DIN application, and changes in designation.

DIR-3 DIR-6 DIR-11 DIR-12 DIR-3 KYC

Share Capital

Forms for share allotment, change in authorized capital, share transfers, and shareholding pattern updates.

PAS-3 SH-7 MGT-14 PAS-6

Charge Registration

Filing for creation, modification, and satisfaction of charges on company assets for loans and mortgages.

CHG-1 CHG-4 CHG-8 CHG-9

Incorporation & Office

Forms for company incorporation, commencement of business, registered office change, and name change.

SPICe+ INC-20A INC-22 INC-24

Resolutions & Meetings

Filing of board and shareholder resolutions, AGM reports, and special resolution intimations.

MGT-14 MGT-15 GNL-2

LLP Compliance

All LLP annual and event-based filings including annual return, financial statements, and partner changes.

Form 8 Form 11 Form 3 Form 4

Strike Off & Closure

Forms for voluntary strike off, winding up, and removal of company or LLP name from MCA register.

STK-2 STK-3 STK-8 Form 24

Foreign Company

Compliance forms for foreign companies operating in India including registration, annual returns, and accounts.

FC-1 FC-2 FC-3 FC-4

Annual ROC Due Dates

Key compliance deadlines for companies with March financial year end.

30 Jun Every Year

DPT-3 Filing

Return of deposits and exempted deposits to be filed by all companies (except Government companies).

Form DPT-3
30 Sep Every Year

DIR-3 KYC

Annual KYC for all directors holding DIN. Failure leads to DIN deactivation and ₹5,000 penalty.

Form DIR-3 KYC
30 Sep Every Year

Annual General Meeting

AGM must be held within 6 months from close of financial year. Adopt accounts, appoint auditor, declare dividend.

AGM
29 Oct Within 30 days of AGM

AOC-4 Filing

Filing of financial statements including Balance Sheet, P&L, Board Report, and Auditor's Report with ROC.

Form AOC-4 / AOC-4 XBRL
29 Nov Within 60 days of AGM

MGT-7 Filing

Filing of Annual Return with details of shareholders, directors, meetings, share capital, and compliance status.

Form MGT-7 / MGT-7A
15 Days After AGM

ADT-1 Filing

Intimation of appointment or reappointment of statutory auditor after AGM approval.

Form ADT-1

Complete ROC Form Reference

Detailed information about key MCA forms, their purpose, and due dates.

AOC-4 Annual

Financial Statements Filing

Form for filing Balance Sheet, Profit & Loss Account, Cash Flow Statement, Board Report, and Auditor's Report with ROC under Section 137.

30 days from AGM ₹100/day late fee
MGT-7 Annual

Annual Return

Annual return containing details of registered office, principal business, shareholding pattern, directors, meetings, and compliance status under Section 92.

60 days from AGM ₹100/day late fee
MGT-7A Annual

Abridged Annual Return

Simplified annual return for OPCs and Small Companies. Contains fewer disclosures compared to MGT-7.

60 days from AGM OPC & Small Co.
DPT-3 Annual

Return of Deposits

Annual return of deposits and amounts not considered as deposits. Mandatory for all companies receiving money/loans.

30th June Auditor Certificate
ADT-1 Annual

Auditor Appointment

Intimation of appointment/reappointment of statutory auditor under Section 139 after AGM approval.

15 days from AGM Section 139
MSME-1 Half-Yearly

MSME Outstanding Return

Return of outstanding payments to MSME suppliers exceeding 45 days. Filed twice a year (April-Sept, Oct-Mar).

31st Oct & 30th Apr If MSME dues exist
DIR-3 KYC Annual

Director KYC

Annual KYC verification for all directors holding DIN. Includes Aadhaar, PAN, address verification. DIN gets deactivated if not filed.

30th September ₹5,000 penalty
DIR-3 One-Time

DIN Application

Application for allotment of Director Identification Number (DIN) for proposed directors.

Before appointment Unique DIN
DIR-12 Event Based

Director Appointment/Resignation

Filing for appointment, resignation, cessation, or change in designation of directors and KMP under Section 168.

30 days from event All changes
DIR-6 Event Based

Director Details Update

Form for intimating change in director's particulars like address, nationality, or personal details.

30 days from change Personal details
DIR-11 Event Based

Director Resignation Notice

Notice of resignation filed by director to company and ROC under Section 168(1).

30 days from resignation By Director
BEN-2 Event Based

Beneficial Ownership

Declaration of significant beneficial ownership under Section 90 when individual holds 10%+ shares through natural person.

30 days from receipt Section 90
PAS-3 Event Based

Return of Allotment

Filing after allotment of shares (including bonus, rights, preferential, private placement) under Section 62.

30 days from allotment All allotments
SH-7 Event Based

Share Capital Alteration

Notice of increase/change in authorized share capital under Section 64. Requires shareholder approval.

30 days from resolution ₹1,000/day penalty
PAS-6 Half-Yearly

Reconciliation of Share Capital

Reconciliation audit report for unlisted public companies. Filed twice yearly by practicing Company Secretary.

Within 60 days of half-year Public Unlisted
MGT-14 Event Based

Resolution Filing

Filing of special resolutions, board resolutions for key matters like share capital changes, MOA/AOA amendments.

30 days from resolution Section 117
INC-22 Event Based

Registered Office Change

Notice of situation or change of registered office address. Requires address proof and utility bills.

15 days from change Section 12
INC-20A One-Time

Commencement of Business

Declaration for commencement of business. Mandatory for companies incorporated after Nov 2018 before starting operations.

180 days from incorporation ₹50,000 penalty
CHG-1 Event Based

Charge Creation

Registration of creation or modification of charge on company assets (mortgage, hypothecation, pledge).

30 days (extendable to 120) Section 77
CHG-4 Event Based

Charge Satisfaction

Intimation of satisfaction of charge after loan repayment or release of security.

30 days from satisfaction Section 82
ADT-3 Event Based

Auditor Resignation

Notice of resignation by auditor along with reasons and statement under Section 140.

30 days from resignation Section 140
STK-2 Event Based

Voluntary Strike Off

Application for removal of company name from ROC register. Requires NIL assets/liabilities and pending returns filing.

₹10,000 fee Section 248

Penalties for Late Filing

Avoid heavy penalties and director disqualification by filing on time.

AOC-4 / MGT-7

₹100/day

No upper limit. Can accumulate to lakhs. 3+ years default leads to director disqualification.

DIR-3 KYC

₹5,000

DIN gets deactivated. Director cannot sign any ROC forms until KYC is completed and penalty paid.

INC-20A

₹50,000+

Plus ₹1,000 per day for officers in default. Company cannot commence business without filing.

CHG-1 (Charge)

₹1L - ₹10L

Company penalty ₹1L-₹10L. Officers in default ₹25,000-₹1L. Charge becomes void against liquidator.

SH-7 (Share Capital)

₹1,000/day

Maximum penalty capped at ₹5 lakhs. ROC may also initiate prosecution for continued default.

LLP Form 8 / 11

₹100/day

Per form, no upper limit. LLP status becomes "Defaulting" on MCA. Strike-off proceedings may initiate.

Director Disqualification

5 Years

Directors of companies not filing returns for 3+ years get disqualified under Section 164(2).

Company Strike-Off

By ROC

ROC can suo-moto strike off companies not filing returns for 2+ years under Section 248.

LLP Annual Filing & Compliance

Every LLP registered under LLP Act, 2008 must file annual returns and financial statements with ROC, regardless of business activity or turnover.

  • Form 8 - Statement of Account & Solvency

    Financial statement with solvency declaration. Due by 30th October every year. Certified by CA/CS/CMA.

  • Form 11 - Annual Return

    Details of partners, contribution, and LLP structure. Due by 30th May every year.

  • Form 3 - LLP Agreement

    Filing of LLP Agreement or changes within 30 days of incorporation or amendment.

  • Form 4 - Partner Changes

    Notice of appointment, cessation, or change in designated partners.

LLP Due Dates

Form 11 (Annual Return) 30th May
Form 8 (Financials) 30th October
ITR-5 (Income Tax) 31st July/Oct
Late Fee per Form ₹100/day
NIL Return Required Yes, Mandatory

Find Your ROC Form

Select your requirement to find the applicable MCA form

Annual Compliance
New Director
Director Resignation
Share Allotment
Increase Capital
Create Charge
Satisfy Charge
Change Address
Change Name
Auditor Change
Close Company
LLP Annual Filing

Applicable Forms

Comprehensive ROC Filing Services

End-to-end MCA compliance services for Companies and LLPs.

Annual Compliance

Complete annual filing package including AOC-4, MGT-7, ADT-1, DIR-3 KYC, DPT-3, and all mandatory returns.

Director Services

DIN application, director KYC, appointment, resignation, and all director-related MCA compliances.

Share Capital Changes

Share allotment filing, capital increase, rights issue, bonus issue, and preferential allotment compliances.

Resolution Filing

Board and shareholder resolution drafting and filing for all corporate actions and statutory requirements.

Charge Management

Creation, modification, and satisfaction of charges for bank loans, mortgages, and secured borrowings.

Registered Office

Change of registered office within city, state, or inter-state. INC-22, INC-22A, and related compliances.

LLP Compliance

Complete LLP annual filing including Form 8, Form 11, partner changes, and LLP agreement amendments.

Strike Off & Closure

Voluntary strike off of dormant companies and LLPs. Complete closure process including STK-2, Form 24.

Compliance Revival

Revival of defaulting companies, DIN reactivation, pending returns filing, and penalty management.

Documents for ROC Filing

Typical documents required for various MCA filings.

Annual Compliance

  • Audited Financial Statements
  • Board's Report
  • Auditor's Report
  • Board Resolution for adoption
  • AGM Notice & Minutes
  • Shareholder list (Excel format)
  • Register of Directors
  • Registered Office Photos (MCA V3)

Director Changes

  • PAN Card of Director
  • Aadhaar Card
  • Passport (if foreign national)
  • Address Proof (utility bill)
  • Passport size photo
  • Board Resolution
  • Consent Letter (DIR-2)
  • Valid DSC

Share Allotment

  • Board Resolution for allotment
  • Shareholder Resolution (if required)
  • Valuation Report (preferential)
  • List of allottees
  • Money receipt proof
  • PAN of allottees
  • Private Placement Offer Letter
  • Updated MOA/AOA (if amended)

ROC Filing Pricing

Transparent pricing for all MCA compliance services. Government fees extra.

Single Form

₹1,499/form
  • Any single ROC form
  • Document preparation
  • MCA portal filing
  • Email support
  • Filing acknowledgment
Get Started

LLP Annual

₹4,999/year
  • Form 8 filing
  • Form 11 filing
  • Financial statement prep
  • Solvency certificate
  • Email support
Get Started

Strike Off

₹14,999onwards
  • Pending returns filing
  • STK-2 application
  • Indemnity bond & affidavit
  • STK-8 preparation
  • ROC follow-up
  • Closure certificate
Get Started

Frequently Asked Questions

Common queries about ROC filing and MCA compliance.

What is the due date for filing AOC-4 and MGT-7?

AOC-4 (Financial Statements) must be filed within 30 days from the date of AGM. For most companies with March year-end holding AGM on 30th September, due date is 29th October. MGT-7 (Annual Return) must be filed within 60 days of AGM, typically by 29th November. For FY 2024-25, MCA has extended both to 31st December 2025.

What is the penalty for late ROC filing?

Late filing attracts additional fees of ₹100 per day for AOC-4 and MGT-7 with no upper limit. For DIR-3 KYC, penalty is ₹5,000. For INC-20A, penalty is ₹50,000 plus ₹1,000 per day for officers. Continued default for 3+ years can lead to director disqualification for 5 years and company strike-off.

What is DIR-3 KYC and who needs to file it?

DIR-3 KYC is mandatory annual KYC filing for all directors holding DIN (Director Identification Number). It must be filed by 30th September every year. Failure to file leads to DIN deactivation and ₹5,000 penalty. Both e-form DIR-3 KYC and web-based DIR-3 KYC-WEB are available on MCA portal.

What is INC-20A and when is it required?

INC-20A is Declaration for Commencement of Business required for companies incorporated after November 2, 2018. It must be filed within 180 days of incorporation, declaring that subscribers have paid the subscription amount. Without this, company cannot commence business or exercise borrowing powers.

What are the new MCA V3 requirements for annual filing?

From FY 2024-25 onwards, MCA V3 requires: Photographs of registered office (interior, exterior, nameplate) with at least one director present in photo; Display board as per Section 12 in English and regional language; Excel-based shareholder and meeting details; Linked forms for CSR-2 with AOC-4. Director's DSC must be valid and mapped on MCA.

What is the difference between MGT-7 and MGT-7A?

MGT-7 is the detailed annual return for regular companies containing extensive disclosures about shareholding, directors, meetings, etc. MGT-7A is an abridged (simplified) version applicable only to OPCs (One Person Companies) and Small Companies. Both have the same due date - 60 days from AGM.

How do I file pending ROC returns and revive a defaulting company?

To revive a defaulting company: First, reactivate DINs by filing DIR-3 KYC for all directors with ₹5,000 penalty. Then file all pending AOC-4 and MGT-7 forms with ₹100/day additional fees. Clear any outstanding government fees. Once returns are current, company status changes from "Active-Non Compliant" to "Active".

Can I close my company or LLP through strike-off?

Yes, voluntary strike-off is possible if company/LLP has no assets or liabilities, has not carried business for 2 years, and all pending returns are filed. For companies, file STK-2 with ₹10,000 fee, indemnity bond (STK-3), affidavit (STK-4), and accounts statement (STK-8). For LLP, file Form 24. Process takes 90+ days with ROC gazette notification.

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Disclaimer & Legal Note

The information provided on this page is for general informational purposes only and should not be construed as legal or professional advice. ROC filing requirements and fees may change as per MCA notifications. Government fees are additional and payable directly to MCA. Timelines mentioned are indicative and subject to MCA processing. We recommend consulting with a qualified professional for specific compliance matters. Wealth4India is not affiliated with the Ministry of Corporate Affairs or any government body.